Securities Expert Witnesses & SEC Investigation

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Securities expert witnesses may testify regarding securities regulation, securities fraud, the NASD, and associated matters. In the news, the SEC is investigating whether Ernst & Young, one of the largest professional service firms in the world, violated auditor rules by allowing its lobbying unit to work for audit clients.

Ernst & Young refers to the global organization of member firms of Ernst & Young Global Limited, each of which is a separate legal entity. Ernst & Young Global Limited, a UK company limited by guarantee, does not provide services to clients.